Business Operation Rules >>

  Type Title Section See document Status Notified Date Effective Date
1. Ministerial regulations    26/09/1996 04/10/1996
2. Notification of the Securities and Exchange Commission   37/2540 (Synopsis)   15/10/1997 01/01/1998
3. Notification of the Securities and Exchange Commission  Kor Thor. 32/2560 Maintenance of Net Capital   29/12/2017 16/01/2018
4. Notification of the Securities and Exchange Commission   13/2559    14/12/2016 16/01/2017
5. Notification of the Securities and Exchange Commission  KorThor. 18/2549 Maintenance of Net Capital (Synopsis)   02/05/2006 16/05/2006
  
  
  
6. Notification of the Securities and Exchange Commission   29/2543    24/08/2000 05/09/2000
7. Notification of the Office of the Securities and Exchange Commission   51/2540    24/12/1997 01/01/1998
8. Notification of the Office of the Securities and Exchange Commission   50/2540 (Synopsis)   24/12/1997 01/01/1998
9. Notification of the Office of the Securities and Exchange Commission   50/2560 (Synopsis)   29/12/2017 16/01/2018
10. Notification of the Office of the Securities and Exchange Commission   1/2559    18/01/2016 01/07/2016
11. Notification of the Office of the Securities and Exchange Commission   85/2558    02/12/2015 16/12/2015
12. Notification of the Office of the Securities and Exchange Commission   31/2557 (Synopsis)   23/09/2014 01/11/2014
13. Notification of the Office of the Securities and Exchange Commission  SorThor. 20/2554 Calculation and Report of Net Liquid Capital Calculation (No. 5)   23/06/2011 01/07/2011
14. Notification of the Office of the Securities and Exchange Commission   2/2553    22/01/2010 01/03/2010
15. Notification of the Office of the Securities and Exchange Commission  SorThor. 2/2552 Calculation and Report of Net Liquid Capital Calculation (No. 3)   14/01/2009 01/02/2009
16. Notification of the Office of the Securities and Exchange Commission  SorThor. 24/2550 Re: Calculation and Report of Net Liquid Capital Calculation (No. 2)   20/08/2007 01/09/2007
17. Notification of the Office of the Securities and Exchange Commission  SorThor. 23/2549 Re: Calculation and Report of Net Liquid Capital Calculation   08/05/2006 16/05/2006
  
  
  
18. Report/Form (Notification of Securities and Exchange Commission)    01/09/2007
  
19. Report/Form (Notification of Securities and Exchange Commission)    28/06/2010
20. Report/Form (Notification of Securities and Exchange Commission)    22/01/2010
  
  
21. Report/Form (Notification of Securities and Exchange Commission)    22/01/2010
  
  
22. Report/Form (Notification of Securities and Exchange Commission)    14/01/2009
  
  
23. Circular   11/2542    29/06/1999
24. Circular   30/2540    25/12/1997
25. Circular   10/2555    10/07/2012
26. Circular   10/2553    23/04/2010
27. Circular   18/2543    08/09/2000